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Lakisha Allen

Wells Fargo Clearing Services, LLC

Charlotte, NC

Mooresville, NC

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-05-01
GA RA APPROVED 2020-09-03
  • NC RA
    APPROVED
    Since 2023-05-01
  • GA RA
    APPROVED
    Since 2020-09-03

Branch Locations

1525 W Wt Harris Blvd 5Th Fl [Clt Rcast], Charlotte, NC 28262 • United States

Mooresville, NC • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Columbia SC 02/2015 11/2016
Wells Fargo Clearing Services, Llc Columbia SC 11/2016 Present
Previous Registrations
  • 2008-09-24 → 2015-03-03
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Duluth, GA
    Columbia, SC
    Augusta, GA
    Alpharetta, GA
    Atlanta, GA
    Wichita, KS
    Atlanta, GA
    Leawood, KS
    Kansas City, MO
    Leawood, KS
    Springfield, MO
    Camden, SC
    Camden, SC
    Aiken, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-18
  • S66 Uniform Combined State Law Examination
    2008-09-18
Other Names
  • Lakisha Giovon Trotter-Reid
  • Kisha ^^ Trotter
  • Kisha ^^ Trotter-Reid
  • Kisha ^^ Reid
  • Lakisha Giovon Allen
  • Kisha Allen
  • Lakisha G Allen

View on SEC IAPD

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