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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2021-12-14
FL RA APPROVED 2008-01-01
  • ID RA
    APPROVED
    Since 2021-12-14
  • FL RA
    APPROVED
    Since 2008-01-01

Branch Locations

1699 Us Hwy 41 Bypass S, Venice, FL 34293 • United States

North Port, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Venice FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Venice FL 11/2016 Present
Previous Registrations
  • 2004-05-14 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Venice, FL
    St. Louis, MO
    Venice, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-11
  • S66 Uniform Combined State Law Examination
    2003-07-11
Other Names
  • Kathryn Lynn Malin

View on SEC IAPD

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