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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-11-13 |
| FL | RA | APPROVED | 2018-09-14 |
| TX | RA | APPROVED | 2018-08-27 |
Branch Locations
3550 Lenox Road Suite 1950, Atlanta, GA 30326 • United States
801 Brickell Avenue Suite 2100, Miami, FL 33131 • United States
360 Garfield Ave, Winter Park, FL 32789 • United States
Miami, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 01/2012 | 08/2018 |
| Bank Of America, N.A. | Miami | FL | 03/2012 | 08/2018 |
| Rbc Capital Markets, Llc. | Miami | FL | 08/2018 | Present |
(1) NAME OF ENTITY: FLORIDA BAR GRIEVANCE COMMITTEE; ADDRESS: 444 BRICKELL AVENUE MIAMI, FL; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: THE FLORIDA BAR IS A PROFESSIONAL ASSOCIATION OF ATTORNEYS; CAPACITY: COMMITTEE MEMBER; START DATE: 10/2019; DUTIES: ATTEND COMMITTEE MEETING; HOURS DEVOTED PER MONTH: 2-3; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-16 |
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