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Thad Walker Kent

Regent Wealth Management, Inc.

Tulsa, OK

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Current Employers
Regent Wealth Management, Inc.

9242 S. Sheridan Rd., Suite D, Tulsa, OK 74133 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-02-05
  • OK RA
    APPROVED
    Since 2024-02-05

Branch Locations

9242 S. Sheridan Rd., Suite D, Tulsa, OK 74133 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bryan And Little Cpa'S Pc Bartlesville OK 06/1997 Present
Regent Wealth Management, Inc. Tulsa OK 06/2009 Present
Previous Registrations
Other Businesses

BRYAN&LITTLE CPA'S PC, 412 E 5TH ST BARTLESVILLE, OK 74003 CERTIFIED PUBLIC ACCOUNTANTS ACCOUNTANT 6/97 90% DEVOTED TO CPA RELATED WORK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-20
  • S65 Uniform Investment Adviser Law Examination
    1999-12-20

View on SEC IAPD

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