Travis G. Miller

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-10-06
ME	RA	APPROVED	2020-08-11
MI	RA	APPROVED	2010-09-10
TX	RA	APPROVED_RES	2007-07-16

FL RA
APPROVED

Since 2023-10-06
ME RA
APPROVED

Since 2020-08-11
MI RA
APPROVED

Since 2010-09-10
TX RA
APPROVED_RES

Since 2007-07-16

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Cumberland Foreside, ME • United States

South Lyon, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Troy	MI	06/2006	Present

06/2006 → Present

Ubs Financial Services Inc.

Troy, MI

Other Businesses

119 Beacon Street Condo Association / 119 Beacon Street, Boston, MA 02116 / Trustee of the condo association, for the building my wife and i own a condo in. / work with the other two trustees on the daily/weekly/monthly management of the building. No / No / No / Start Date 1/10/2020 /

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2001-06-26
S65	Uniform Investment Adviser Law Examination	2001-06-08

S63 Uniform Securities Agent State Law Examination

2001-06-26
S65 Uniform Investment Adviser Law Examination

2001-06-08

Other Names

Travis G Miller

View on SEC IAPD