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2565 West Maple Rd, Troy, MI 48084 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securities Inc. | Fort Worth | TX | 11/2015 | 04/2017 |
| Compass Bank | Birmingham | AL | 11/2015 | 04/2017 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 11/2015 | 04/2017 |
| Bbva Wealth Solutions Inc. | Fort Worth | TX | 11/2015 | 04/2017 |
| Wells Fargo Clearing Services, Llc | Fort Worth | TX | 05/2017 | 12/2019 |
| Cetera Investment Services Llc | St. Cloud | MN | 03/2019 | Present |
| Cetera Investment Advisers Llc | Argyle | TX | 03/2019 | 01/2021 |
| Aurora Securities Inc. | Argyle | TX | 01/2025 | Present |
| Secure Asset Management Llc | Argyle | TX | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-21 |
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