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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2008-07-17 |
Branch Locations
1 Belmont Avenue Ste. 1100, Bala Cynwyd, PA 19004 • United States
Holland, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 08/2004 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 08/2004 | Present |
1). OUTSIDE INSURANCE BROKERAGE BUSINESS 2). DBA - KARR BARTH ASSOCIATES | Karr Barth Associates, Private Client Group Advisors 3) Michael.grugan@kbapcg.com, Equitable client/prospect business in conjunction with our approved DBA 4) www.kbaprivateclientgroup.com, listed as an associate on an outside business website, Used for advertising for prospective clients and a way for current clients to access their accounts and e-money
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-10 |
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