Inactive

Eric E Foster

Pya Waltman Capital, LLC

Claim This Profile

Current Employers

Pya Waltman Capital, Llc

1402 Ebenezer Road, Knoxville, TN 37922 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2007-11-29

TN RA
APPROVED

Since 2007-11-29

Branch Locations

1402 Ebenezer Road, Knoxville, TN 37922 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pya Waltman Capital, Llc	Knoxville	TN	12/2005	Present

12/2005 → Present

Pya Waltman Capital, Llc

Knoxville, TN

Previous Registrations

2005-03-28 → 2005-12-16

Cambridge Investment Research Advisors, Inc.

Fairfield, IA
2004-01-23 → 2005-03-28

Cambridge Investment Research, Inc.

Knoxville, TN

Other Businesses

INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2002-11-18

S63 Uniform Securities Agent State Law Examination

2002-11-18

Designations

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC

RAYMOND JAMES & ASSOCIATES, INC.

FIFTH THIRD SECURITIES, INC.

STATE FARM INVESTMENT MANAGEMENT CORP.

TRUIST ADVISORY SERVICES, INC.

PFS INVESTMENTS INC.

SAGESPRING WEALTH PARTNERS

Other Investors

WILLIAM HANKINS

WILLIAM MICHAEL HOTZFIELD

HUNTER NICHOLSON

Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN

RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN

EDWARD JONES · FARRAGUT, TN

FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN

STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN

TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN

PFS INVESTMENTS INC. · KNOXVILLE, TN

EDWARD JONES · KNOXVILLE, TN

More in Knoxville, TN

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor