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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-10-08 |
| TX | RA | APPROVED_RES | 2025-10-02 |
Branch Locations
Williamsburg, VA • United States
8010 Towers Crescent Drive 4Th Floor, Vienna, VA 22182 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Herndon | VA | 01/2003 | 10/2025 |
| Northwest Financial Group, Llc | Herndon | VA | 08/2007 | 10/2025 |
| Nw Insurance Agency Llc | Herndon | VA | 01/2008 | 10/2025 |
| Northwest Financial Advisors Llc | Herndon | VA | 09/2013 | 10/2025 |
| Rbc Capital Market Llc | Vienna | VA | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-04 |
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