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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2005-02-01
CA RA APPROVED 2004-08-31
  • TX RA
    APPROVED_RES
    Since 2005-02-01
  • CA RA
    APPROVED
    Since 2004-08-31

Branch Locations

555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States

San Francisco, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Francisco CA 08/2004 Present
Previous Registrations
Other Businesses

1. 11 Tours, connecting high school students to college students, Officer, not sure yet but will be part owner, start date-2/22/2023, San Francisco CAUnited States94118. 2)Rita & Hers,CA,United States,Food, Beverages & Tobacco,selling blend of omega rich seeds and maybe adding teas to the selection,Proprietor / owner,will be making the products and selling to the consumerStart date -2/2/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-01
  • S66 Uniform Combined State Law Examination
    2002-11-01
Other Names
  • Priya Kapoor

View on SEC IAPD

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