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Sandeep Narendir Soorya

Corient

Chicago, IL

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-11-08
  • IL RA
    APPROVED
    Since 2024-11-08

Branch Locations

10 S Wacker Drive Suite 3100, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Delaware Street Capital, Llc Chicago IL 09/2018 10/2024
Northern Trust Company Chicao IL 10/2011 08/2018
Sigma Advisors, Llc St. Louis MO 10/2020 01/2024
Nextgen Healthcare Advisors Llc Chicago IL 01/2024 12/2024
Corient Services Llc Miami FL 10/2024 Present
Corient Chicago IL 10/2024 Present
  • 09/2018 → 10/2024
    Delaware Street Capital, Llc
    Chicago, IL
  • 10/2011 → 08/2018
    Northern Trust Company
    Chicao, IL
  • 10/2020 → 01/2024
    Sigma Advisors, Llc
    St. Louis, MO
  • 01/2024 → 12/2024
    Nextgen Healthcare Advisors Llc
    Chicago, IL
  • 10/2024 → Present
    Corient Services Llc
    Miami, FL
  • 10/2024 → Present
    Corient
    Chicago, IL
Previous Registrations
  • 2024-03-01 → 2024-12-31
    Nextgen Healthcare Advisors Llc
    Chicago, IL
  • 2021-02-10 → 2024-02-08
    Sigma Advisors, Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-11
S63 Uniform Securities Agent State Law Examination 2002-10-22
  • S65 Uniform Investment Adviser Law Examination
    2020-07-11
  • S63 Uniform Securities Agent State Law Examination
    2002-10-22
Other Names
  • Sandeep N Soorya

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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