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Andrew David Bocknek

Ubs Financial Services Inc.

Birmingham, MI

Franklin, MI

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-09-17
TX RA APPROVED_RES 2008-01-22
  • MI RA
    APPROVED
    Since 2010-09-17
  • TX RA
    APPROVED_RES
    Since 2008-01-22

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Franklin, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Painewebber Inc Farmington Hill MI 08/2002 Present
  • 08/2002 → Present
    Ubs Painewebber Inc
    Farmington Hill, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-09
  • S66 Uniform Combined State Law Examination
    2002-12-09

View on SEC IAPD

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