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Richard Kevin Mccormack

School Of Personal Finance

Yorktown Heigths, NY

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Current Employers
School Of Personal Finance

Yorktown Heights, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-23
TX RA APPROVED_RES 2020-05-28
  • NY RA
    APPROVED
    Since 2021-08-23
  • TX RA
    APPROVED_RES
    Since 2020-05-28

Branch Locations

Yorktown Heigths, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Elmsford NY 06/2009 03/2017
Mml Investors Services, Llc Elmsford NY 03/2017 12/2017
School Of Personal Finance Yorktown Heigths NY 01/2020 Present
Paisleydoodle Boutique Yorktown Heigths NY 01/2018 01/2020
  • 06/2009 → 03/2017
    Metlife Securities Inc.
    Elmsford, NY
  • 03/2017 → 12/2017
    Mml Investors Services, Llc
    Elmsford, NY
  • 01/2020 → Present
    Yorktown Heigths, NY
  • 01/2018 → 01/2020
    Paisleydoodle Boutique
    Yorktown Heigths, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-11-13
  • S63 Uniform Securities Agent State Law Examination
    2002-11-13
Designations

View on SEC IAPD

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