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8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-07-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baker Trevino Insurance | Mishawaka | IN | 06/2006 | Present |
| Next Financial Group | Mishawaka | IN | 06/2014 | 07/2024 |
| United Advisor Group | Cincinnati | OH | 07/2024 | Present |
1) TREVINO INSURANCE GROUP INC POSITION: Agent NATURE: Insurance-Fixed Annuities, Life and Health, LTC, and Property & Casualty. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/01/2006 ADDRESS: 1602 N. Main St., Mishawaka IN 46545 DESCRIPTION: Commercial lines agent 2) TREVINO INSURANCE GROUP INC POSITION: Investment Adviser Representative NATURE: Doing Business As ("DBA") INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/10/2014 ADDRESS: 908 Baccarat Dr., Cincinnati OH 45245, United States DESCRIPTION: Offer securities and investment advisory services. 3) TREVINO FINANCIAL GROUP LLC POSITION: Owner NATURE: Doing Business As ("DBA") INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/09/2018 ADDRESS: 908 Baccarat Dr., CINCINNATI OH 45245, United States DESCRIPTION: Offering securities and investment advisory services 4) DIONICIO H. TREVINO POSITION: Other: Associate NATURE: Other Activity: Prepaid legal and Identity theft products. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/07/2019 ADDRESS: 908 Baccarat Dr., Cincinnati OH 45245, United States DESCRIPTION: Selling prepaid legal and identity theft products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-08 |
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