Seth Jerome Gunderson

Current Employers

Employment History

• 08/2014 → Present
  Lpl Financial Llc
  Broomfield, CO
• 06/2016 → Present
  Western Wealth Management Llc
  Broomfield, CO

Previous Registrations

• 2014-08-26 → 2016-06-22
  Western Wealth Management Llc
  Broomfield, CO
  Golden, CO
• 2010-09-08 → 2014-08-25
  Raymond James Financial Services Advisors, Inc
  Longmont, CO
• 2007-09-27 → 2010-08-09
  Wells Fargo Investments, Llc
  Brighton, CO
  Westminster, CO
  Westminster, CO
• 2006-02-13 → 2007-09-27
  Key Investment Services Llc
  Denver, CO
  Broomfield, CO
  Portland, OR
  Denver, CO
  Meridian, ID
  Idaho Falls, ID

Other Businesses

(1) 08/22/2014: WESTERN WEALTH MANAGEMENT - INV REL - 14143 DENVER WEST PKWY #510, GOLDEN, CO 80401 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 09/01/2014 (2) 08/26/2014: WESTERN WEALTH MANAGEMENT, LLC - INV REL - 14143 DENVER WEST PKWY #510, GOLDEN, CO 80401 - REGISTERED INVESTMENT ADVISOR HYBRID: WESTERN WEALTH MANAGEMENT, LLC - START 09/01/2014 - 75% OF TIME SPENT - IAR (3) 04/22/2015: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - START 04/20/2015 - 1 HR/MO NONE DURING SECS TRDG HRS - INS TYPES: LIFE, HEALTH, LONG-TERM CARE, FIXED ANNUITIES.

Exams

• S66 Uniform Combined State Law Examination
  2006-02-10
• S63 Uniform Securities Agent State Law Examination
  2002-10-11