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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-07-11 |
| TX | RA | APPROVED_RES | 2019-07-11 |
Branch Locations
5705 N Garfield Ave., Ste B109, Loveland, CO 80538 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 01/2011 | 01/2017 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 01/2017 |
| Cetera Advisors Llc | Denver | CO | 01/2017 | 07/2019 |
| Haenny Asset Management | Loveland | CO | 06/2017 | Present |
| Lpl Financial | San Diego | CA | 06/2019 | Present |
1)06/2017 - DBA for LPL Business (entity for LPL business) - Haenny Asset Management - 100% - INVESTMENT RELATED - LOVELAND, CO 80538 2)09/2011 - Business Entity For Tax/Investment Purposes Only - Mark A. Haenny LLC - 100% - INVESTMENT RELATED - LOVELAND, CO 80538 3)01/2017 - Non-Variable Insurance - Mark Haenny - 1% - INVESTMENT RELATED - LOVELAND, CO 80538
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-16 |
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