Richard Williamson

Current Employers

Tucker Asset Management Llc

1520 West Canal Court Suite 100, Littleton, CO 80120 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-09-24

TX RA
APPROVED

Since 2021-09-24

Branch Locations

Richardson, TX • United States

1520 West Canal Court Suite 100, Littleton, CO 80120 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lasalle St. Securities, L.L.C.	Elmhurst	IL	10/2014	12/2017
Tucker Asset Management Llc	Littleton	CO	09/2021	Present
Williamson Financial	Richardson	TX	02/2012	Present

10/2014 → 12/2017

Lasalle St. Securities, L.L.C.

Elmhurst, IL
09/2021 → Present

Tucker Asset Management Llc

Littleton, CO
02/2012 → Present

Williamson Financial

Richardson, TX

Other Businesses

1) RICHARD WILLIAMSON AGENT FOR FIXED INSURANCE PRODUCTS, INVESTMENT RELATED, RICHARDSON, TX, SALES OF LIFE INSURANCE AND FIXED ANNUITIES, NON-SECURITIES REGISTERED PRODUCTS; 5) START DT 10/17/2014; APPROXIMATELY 160 HOURS/MONTH TO INSURANCE BUSINESS WITH ALL HOURS DURING SECURITIES TRADING HOURS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-09-14
S63	Uniform Securities Agent State Law Examination	2002-12-10

S65 Uniform Investment Adviser Law Examination

2021-09-14
S63 Uniform Securities Agent State Law Examination

2002-12-10