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Albert Yoonjai Lee

Charles Schwab & Co., Inc.

Lone Tree, CO

San Francisco, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-02-24
  • CA RA
    APPROVED
    Since 2021-02-24

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

425 Market Street, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lattice Strategies San Francisco CA 09/2009 03/2020
Charles Schwab & Co., Inc. San Francisco CA 01/2021 Present
Unemployed Oakland CA 04/2020 05/2020
Yapstone Holdings Walnut Creek CA 06/2020 06/2021
Hartford Funds San Francisco CA 09/2009 03/2020
  • 09/2009 → 03/2020
    Lattice Strategies
    San Francisco, CA
  • 01/2021 → Present
    Charles Schwab & Co., Inc.
    San Francisco, CA
  • 04/2020 → 05/2020
    Unemployed
    Oakland, CA
  • 06/2020 → 06/2021
    Yapstone Holdings
    Walnut Creek, CA
  • 09/2009 → 03/2020
    Hartford Funds
    San Francisco, CA
Previous Registrations
Other Businesses

1) Wu Yee Children's Services | Investment Related:No|827 Broadway|San Francisco|CA|94133|USA|Nonprofit Charitable Organizations|Treasurer, Board Member|6/1/2018|Less than 20|0|Service on non-profit board of directors for early childhood education provider.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-01-07
  • S65 Uniform Investment Adviser Law Examination
    2012-01-07
Other Names
  • Albert Lee
  • Albert Y Lee

View on SEC IAPD

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