Best Investors
Account
Sign in
Best Investors
Account
Sign in
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-02 |
| AZ | RA | APPROVED | 2020-07-27 |
| CA | RA | APPROVED | 2020-07-22 |
Branch Locations
Santa Clarita, CA • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Sherman Oaks | CA | 07/2016 | 07/2020 |
| Anthem Blue Cross (Wellpoint Inc) | Canyon Country | CA | 10/2002 | 06/2020 |
| Thrivent Financial For Lutherans | Canyon Country | CA | 03/2014 | Present |
| Bethlehem Lutheran Church | Santa Clarita | CA | 03/2016 | 04/2019 |
| Rental Property | Santa Clarita | CA | 04/2014 | Present |
| Duncombe Financial Group (Dba) | Santa Clarita | CA | 12/2016 | Present |
| Lutheran Church | Santa Clarita | CA | 03/2016 | Present |
| Various Insurance Carriers For W&R Insurance Agencies | Surprise | AZ | 07/2016 | Present |
| James Duncombe Author | Surprise | AZ | 09/2019 | Present |
| Duncombe Financial Group Llc | Surprise | AZ | 02/2020 | Present |
| Kestra Investment Services, Llc | Surprise | AZ | 07/2020 | Present |
| Kestra Advisory Services, Llc | Surprise | AZ | 07/2020 | Present |
Name: Author Investment Related: No Address: 11124 N 190th Lane Surprise AZ 85388 Nature of Business: Other Other/None of the Above I wrote a book Position, Title or Relationship: Author Start Date: 6/1/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Writing after hours Name: Rental Property Investment Related: Yes Address: 26253 Prima Way Santa Clarita CA 91350 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 4/14/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: It is office workspace and living quarters. Name: Thrivent Financial Investment Related: Yes Address: 600 Portland Ave S. Suite 100 Minneapolis MN 55415 Nature of Business: Other Other/None of the Above I receive residuals from the firm Position, Title or Relationship: None, I was an advisor there Start Date: 10/10/2002 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: None Name: Duncombe Financial Group, LLC Investment Related: Yes Address: 11124 N 190th Lane Surprise AZ 85388 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: 50% owner Start Date: 2/17/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I set the direction and manage the day to day activities of paying the bills and payroll. Name: Associates of Clifton Park Investment Related: Yes Address: 747 Pierce Rd Clifton Park NY 12065 Nature of Business: Insurance Position, Title or Relationship: We are insurance and investment representatives and they are our insurance broker Start Date: 7/20/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Bring insurance cases to them and they help us find the right fit for our clients. Once the right fit is identified we coordinate with AoCP to complete the applications, walk the client through underwriting and deliver the policies. Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 SouthWest Parkway Austin TX 78735 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 7/17/2020 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: I generate financial plans and present them to the client. If they agree we set up formal plans, investment account or annuities. Name: CROWN OF LIFE LUTHERAN CHURCH POSITION: Committee member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/13/2026 ADDRESS: 13131 W Spanish Garden Dr, Sun City West AZ 85375, United States DESCRIPTION: I will be involved, with two others, in making decisions to distribute money to organizations or people who apply and are approved to receive funding.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-15 |
Reach out to this advisor