Kim Yvette Richards

Current Employers

Employment History

• 04/2012 → 07/2019
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
• 04/2012 → 07/2019
  Tiaa
  Charlotte, NC
• 04/2021 → 07/2021
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
• 04/2021 → 08/2021
  Tiaa
  Charlotte, NC
• 11/2020 → 04/2021
  Signature Consultants
  Charlotte, NC
• 07/2019 → 11/2020
  Unemployed
  Charlotte, NC
• 11/2021 → Present
  Tiaa
  Charlotte, NC
• 11/2021 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
• 08/2021 → 11/2021
  Unemployed
  Charlotte, NC

Previous Registrations

• 2004-03-24 → 2004-05-24
  Securian Financial Services, Inc.
  Charlotte, NC
• 2002-11-15 → 2003-01-30
  Ameriprise Financial Services, Llc
  Charlotte, NC

Other Businesses

(1) THE JOHN RICHARDS GROUP, LLC POSITION: MEMBER NATURE: An LLC formed for the protection of family-owned real estate property, which currently receives rental income. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/14/2015 ADDRESS: Home Address, CHARLOTTE NC 28210, United States DESCRIPTION: I have a passive role, where I do not participate in the day-to-day operations or decision-making. (2) NORTH CAROLINA DEPARTMENT OF THE SECRETARY OF STATE POSITION: Notary Public NATURE: The Department of the Secretary of State works with the private and public sectors to help strengthen North Carolina's economy. There are many divisions within the Department. The Authentication Section authenticates documents, such as adoption papers and other documents to be used overseas. The Business Registration Division handles the creation of new companies and maintains corporate documents. The Office of International Services serves as a point of contact for International visitors and other governmental agencies on non-commercial matters. The Publications Division publishes the N.C. Manual, the Directory of State and County Officials of N.C. and other materials, and acts as the custodian for the original 1868 N.C. Constitution and the Book of Oaths. This division is also responsible for the filing of non-commercial international agreements. The Securities Division regulates investment advising, the selling of stocks and bonds and loan broker registration. The Solicitation Licensing Section oversees charitable solicitation and fundraising contributions. The Notary Public section is responsible for administering the statewide notary program including issuing notary commissions to qualified applicants, developing notary training and testing materials for notary education, certifying notary instructors and enforcing the notary laws. https://www.sosnc.gov/divisions/notary INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/18/2025 ADDRESS: 2 South Salisbury Street, Raleigh NC 27601-2903, United States DESCRIPTION: Scope of role: A North Carolina notary is authorized to perform four types of notarial acts. 1. Acknowledgments, 2. Oaths and Affirmations, 3. Verifications or Proofs, 4. Signature Witnessing -- Core Responsibilities: 1. Verify Identity of Signer, 2. Complete a Notarial Certificate, 3. Follow the North Carolina Notary Public Act, 4. Avoid Unauthorized Practice of Law, 5. Keep a Journal (3) FLEXIBLE ME! PILATES STUDIO, LLC POSITION: Studio Director NATURE: Core Pilates Services: Private Pilates Sessions, Semi-Private Sessions, Group Reformer Classes, Mat Pilates Classes, Tower or Cadillac Pilates; Specialized Programs: Posture & Alignment Training, Injury Rehabilitation Pilates, Pre- & Postnatal Pilates, Senior Pilates, Sports-Specific Pilates; Wellness & Complementary Services: Stretch & Mobility Sessions, Pilates + Barre Fusion, Mind-Body Classes, Nutritional Coaching, Workshops & Events INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 4519 Howey Farm Dr, Waxhaw NC 28173-9818, United States DESCRIPTION: Business management, Client Experience & Relationships, Program Development, Teaching, Community & Brand Building, Continuous Improvement

Exams

• S66 Uniform Combined State Law Examination
  2022-01-08

Other Names

• Kim Y Warren
• Kim Yvette Warren
• Kim Y Richards
• Kim Richards
• Kim Warren
• Kim Yvette Richards