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6721 Academy Rd. Ne Suite B, Albuquerque, NM 87109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2018-12-20 |
Branch Locations
6721 Academy Rd. Ne Suite B, Albuquerque, NM 87109 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cue Financial Group Inc | Phoenix | AZ | 07/2009 | 12/2018 |
| Aguas Investment, Inc | Flagstaff | AZ | 11/2007 | Present |
| Northern Arizona University | Flagstaff | AZ | 08/2012 | Present |
| Insurance Sales | Flagstaff | AZ | 06/2015 | Present |
| Cross State Financial Group, Llc | Albuquerque | NM | 12/2018 | Present |
1)AGUAS INVESTMENT, INC.; INVESTMENT-RELATED; FLAGSTAFF, AZ; MANAGE MY INCOME AND EXPENSES FOR MY BUSINESS; OWNER; START DATE 11/20/2007; 0 HOURS MONTH; TRACK INCOME & EXPENSES FOR MY BUSINESS, FILE AN ANNUAL REPORT WITH AZCC. THERE ARE NO PRODUCTS OR SERVICES OFFERED THROUGH THIS CORPORATION. 2)NORTHERN ARIZONA UNIVERSITY; FCB, FLAGSTAFF, AZ; NON INVESTMENT-RELATED; TEACHER; START DATE 8/27/2012; 40 HOURS PER MONTH; 32 HOURS PER MONTH DURING MARKET HOURS; TEACH FINANCE AND BUSINESS CLASS. 3)KEVIN AGUAS; INSURANCE LICENSED; FLAGSTAFF, AZ; INVESTMENT RELATED; AGENT; START DATE 06/29/2015; 5 HOUR PER MONTH; 5 HOURS DURING TRADING; MANAGE AND MAINTAIN CLIENT ACCOUNTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-05 |
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