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Current Employers
Insigneo Advisory Services, Llc

1221 Brickell Avenue 27Th Floor, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-06-25
  • FL RA
    APPROVED
    Since 2021-06-25

Branch Locations

Miami, FL • United States

1221 Brickell Avenue 27Th Floor, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Miami FL 02/2015 05/2021
Hsbc Bank Usa, N.A. Miami FL 08/2016 05/2021
Insigneo Securities Llc Miami FL 05/2021 Present
Insigneo Advisory Services Llc Miami FL 05/2021 Present
Previous Registrations
  • 2007-12-06 → 2021-06-09
    Miami, FL
    Miami, FL
    Miami, FL
    Miami, FL
    Miami, FL
    Miami, FL
  • 2004-05-07 → 2005-11-01
    Banc Of America Investment Services, Inc.
    Miami, FL
Other Businesses

-Dually registered as an advisor with affiliated RIA, Insigneo Advisory Services, LLC to conduct advisory business. Spends 50 Hr./Mo. approx. Start date 5/2021. -Actor in commercials. No investment related / Address: 2820 McFarlane Rd, Miami, FL 33133 / Nature: Participating in commercials, music, videos and similar events. / Position: actor or extra / Start date: 10/22/2023 / Devoted time: Done once a year in the last 2 years for about 6 hours each time. Devoted time during securities hours: None, but there could be a day when it is scheduled, if so I would do what I do when I go on vacation

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-09
  • S66 Uniform Combined State Law Examination
    2002-09-09

View on SEC IAPD

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