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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-01
WI RA APPROVED 2022-11-21
  • TX RA
    APPROVED
    Since 2023-03-01
  • WI RA
    APPROVED
    Since 2022-11-21

Branch Locations

2501 W Beltline Highway Suite 401, Madison, WI 53713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Madison WI 11/2007 02/2022
Lpl Financial Llc Madison WI 02/2022 11/2022
Bankers Bank Madison WI 02/2022 11/2022
Stifel, Nicolaus & Company, Incorporated Madison WI 11/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-21
S63 Uniform Securities Agent State Law Examination 2004-03-11
  • S65 Uniform Investment Adviser Law Examination
    2022-04-21
  • S63 Uniform Securities Agent State Law Examination
    2004-03-11
Other Names
  • Sonja Elizabeth Morris
  • Sonja Elizabeth Morris

View on SEC IAPD

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