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801 Grand Ave, Des Moines, IA 50392-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2021-12-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Co | Des Moines | IA | 05/2003 | 06/2024 |
| Principal Asset Management | Des Moines | IA | 12/2021 | Present |
| Principal Funds Distributor | Des Moines | IA | 01/2007 | Present |
1) Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates. 2) Badger Creek Land Co LLC, Van Meter, IA, Owner, Less than 5 hrs per week, 0 hrs during trading hrs, not securities related, 05/15/18. ***
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-13 |
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