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Tricia Kaye

Ameriprise Financial Services, LLC

Medina, MN

Ann Arbor, MI

Ann Arbor, MI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2016-01-04
TX RA APPROVED_RES 2015-11-23
  • MI RA
    APPROVED
    Since 2016-01-04
  • TX RA
    APPROVED_RES
    Since 2015-11-23

Branch Locations

Medina, MN • United States

Ann Arbor, MI • United States

1310 S Main St Ste 14, Ann Arbor, MI 48104-3786 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Chicago IL 06/2006 03/2020
Ameriprise Financial Services, Llc Lansing MI 03/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-23
S66 Uniform Combined State Law Examination 2002-08-20
  • S65 Uniform Investment Adviser Law Examination
    2015-12-23
  • S66 Uniform Combined State Law Examination
    2002-08-20
Other Names
  • Tricia Kaye

View on SEC IAPD

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