Adam Christopher Morgens

Current Employers

Employment History

• 12/2015 → Present
  Stifel, Nicolaus & Company, Incorporated
  St. Louis, MO

Previous Registrations

• 2013-02-04 → 2015-12-04
  Barclays Capital Inc.
  Los Angeles, CA
• 2005-01-12 → 2013-02-04
  U.S. Bancorp Advisors, Llc
  St. Paul, MN
  Los Angeles, CA
  Orange, CA
  Los Angeles, CA

Other Businesses

1. Union Station Homeless Services; 825 E Orange Grove Blvd Pasadena CA 91104; Our mission is to help individuals and families end homelessness and rebuild their lives; Member - Board of Directors; The Board of the organization provides governance and supervision to the organization with the Board members serving on a volunteer basis; 06/13/2023; 10.00hrs/quarter; During securities trading hours; Not investment related. 2. Union Station Homeless Services Mission; 825 E Orange Grove Blvd Pasadena CA 91104; USHS, a 501(c)3 nonprofit organization, is committed to helping homeless individuals and families rebuild their lives; Co-Chair of the Investment Committee; I do from time to time offer advice and guidance on financial matters, such as the investment concepts, as well as outside banking/lending relationships or potential real estate transactions; 07/03/2023; 4.00hrs/month; During securities trading hours; Not investment related.

Exams

• S66 Uniform Combined State Law Examination
  2005-01-11

Designations

Other Names

• Adam Christopher Morgans