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Laura Courtney Powell

J.P. Morgan Securities LLC

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-19
IL RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • IL RA
    APPROVED
    Since 2012-10-01

Branch Locations

150 N Michigan Ave, Chicago, IL 60601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 10/2012 Present
Jpmorgan Chase Bank, N.A. Chicago IL 01/2018 Present
Previous Registrations
  • 2008-09-08 → 2012-10-01
    Chase Investment Services Corp.
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2007-09-05 → 2008-08-12
    Natcity Investments, Inc.
    Chicago, IL
  • 2003-11-06 → 2007-08-15
    A. G. Edwards & Sons, Inc.
    Chicago, IL
    Chicago, IL
  • 2003-06-26 → 2003-10-29
    Stifel, Nicolaus & Company, Incorporated
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-25
  • S66 Uniform Combined State Law Examination
    2003-06-25
Other Names
  • Laura Courtney Stevens
  • Laura Courtney Stevens

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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