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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-06-05
  • IL RA
    APPROVED
    Since 2020-06-05

Branch Locations

500 Waters Edge, Suite 150, Lombard, IL 60148 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-06-09
  • IL RA
    APPROVED
    Since 2017-06-09

Branch Locations

Crystal Lake, IL • United States

Chicago, IL • United States

Suite 150 500 Waters Edge, Lombard, IL 60148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Phoenix Financial Chicago IL 06/2007 Present
Legend Equities Corporation Palm Beach Gardens FL 01/2015 01/2017
Broadway In Chicago Chicago IL 02/2014 Present
Lincoln Investment Oakbrook IL 01/2017 Present
  • 06/2007 → Present
    Phoenix Financial
    Chicago, IL
  • 01/2015 → 01/2017
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 02/2014 → Present
    Broadway In Chicago
    Chicago, IL
  • 01/2017 → Present
    Oakbrook, IL
Previous Registrations
  • 2015-03-05 → 2019-10-04
    Legend Advisory, Llc
    Oak Brook, IL
    Palm Beach Gardens, FL
    Chicago, IL
  • 2010-12-07 → 2014-12-02
    Foresters Equity Services, Inc.
    Chicago, IL
    Oak Lawn, IL
  • 2007-09-19 → 2008-12-31
    Chicago, IL
  • 2003-02-05 → 2007-09-18
    Waddell & Reed
    Evergreen Park, IL
    Evergreen Park, IL
Other Businesses

YOUNGEVITY POSITION: Associate for Health and Wellness Advocacy NATURE: Vitamin/Mineral Supplements Provider INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 2400 Baswell Road, Chula Vista CA 91914 DESCRIPTION: Provide access to vitamin & mineral supplements. Promote proper diet and exercise. ACT (ADDRESSING CONCERNS TOGETHER) POSITION: Volunteer, addressing community concerns and needs NATURE: Community Advocacy INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2017 ADDRESS: 9431 South Union Avenue, Chicago IL 60620, United States DESCRIPTION: Plan activities for the benefit of community constituents BROADWAY IN CHICAGO POSITION: Usher NATURE: Theater/Entertainment INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2014 ADDRESS: 17 South State Street, Chicago IL 60601, United States DESCRIPTION: Assist patrons SHIPT POSITION: Package Deliverer NATURE: Package Delivery INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 06/24/2023 ADDRESS: 5064 South Merrimac, Chicago IL 60638, United States DESCRIPTION: Deliver packages for Target. Pick up packages from center PHOENIX FINANCIAL FOR ABUNDANT PROSPEROUS LIFE POSITION: CEOFounderAgent NATURE: Financial Literacy/Wealth Advocacy/Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2007 ADDRESS: 9431 South Union Avenue, Chicago IL 60620, United States DESCRIPTION: Promote financial literacy in community, specifically for youth and young adults. This includes workshops and seminars regarding savings, college funding, credit management, budgeting, understanding savings vs investments and insurance. Sales and service of fixed insurance products. Does not include the selling of investment products - the particular focus is on education.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-04
  • S66 Uniform Combined State Law Examination
    2002-10-04
Other Names
  • Valerie B Love
  • Valerie B Jamison

View on SEC IAPD

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