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601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-06-05 |
Branch Locations
500 Waters Edge, Suite 150, Lombard, IL 60148 • United States
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-06-09 |
Branch Locations
Crystal Lake, IL • United States
Suite 150 500 Waters Edge, Lombard, IL 60148 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Phoenix Financial | Chicago | IL | 06/2007 | Present |
| Legend Equities Corporation | Palm Beach Gardens | FL | 01/2015 | 01/2017 |
| Broadway In Chicago | Chicago | IL | 02/2014 | Present |
| Lincoln Investment | Oakbrook | IL | 01/2017 | Present |
YOUNGEVITY POSITION: Associate for Health and Wellness Advocacy NATURE: Vitamin/Mineral Supplements Provider INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 2400 Baswell Road, Chula Vista CA 91914 DESCRIPTION: Provide access to vitamin & mineral supplements. Promote proper diet and exercise. ACT (ADDRESSING CONCERNS TOGETHER) POSITION: Volunteer, addressing community concerns and needs NATURE: Community Advocacy INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2017 ADDRESS: 9431 South Union Avenue, Chicago IL 60620, United States DESCRIPTION: Plan activities for the benefit of community constituents BROADWAY IN CHICAGO POSITION: Usher NATURE: Theater/Entertainment INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2014 ADDRESS: 17 South State Street, Chicago IL 60601, United States DESCRIPTION: Assist patrons SHIPT POSITION: Package Deliverer NATURE: Package Delivery INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 06/24/2023 ADDRESS: 5064 South Merrimac, Chicago IL 60638, United States DESCRIPTION: Deliver packages for Target. Pick up packages from center PHOENIX FINANCIAL FOR ABUNDANT PROSPEROUS LIFE POSITION: CEOFounderAgent NATURE: Financial Literacy/Wealth Advocacy/Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2007 ADDRESS: 9431 South Union Avenue, Chicago IL 60620, United States DESCRIPTION: Promote financial literacy in community, specifically for youth and young adults. This includes workshops and seminars regarding savings, college funding, credit management, budgeting, understanding savings vs investments and insurance. Sales and service of fixed insurance products. Does not include the selling of investment products - the particular focus is on education.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-04 |
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