Felix Jonathan Kwan

Current Employers

Employment History

• 04/2012 → 11/2018
  Edelman Financial Services Llc
  Fairfax, VA
• 04/2016 → 10/2018
  Ef Legacy Securities, Llc
  Henrico, VA
• 11/2018 → 01/2022
  Financial Engines Advisors L.L.C.
  Sunnyvale, CA
• 01/2022 → 08/2024
  Financial Engines Advisors L.L.C.
  Santa Clara, CA
• 08/2024 → Present
  Prime Capital Investment Advisors
  Overland Park, KS

Previous Registrations

• 2018-11-01 → 2024-08-29
  Edelman Financial Engines
  Walnut Creek, CA
• 2012-05-21 → 2018-11-01
  Edelman Financial Services, Llc
  Walnut Creek, CA
  Fairfax, VA
  Walnut Creek, CA
• 2006-06-27 → 2012-04-25
  Strategic Advisers Llc
  Berkeley, CA
  Walnut Creek, CA
• 2004-01-02 → 2004-09-03
  Mml Investors Services, Llc
  San Jose, CA
• 2002-11-14 → 2003-12-08
  Waddell & Reed
  Dublin, CA

Other Businesses

PCRM, LLC, non-investment related, 6201 College Blvd - Suite #150, Overland Park KS 66211, sale and service of fixed insurance products, agent, start date 04/01/2024, <10 hours per month, <5 hours per month during trading hours, sale and service as needed of fixed insurance products "CHHSZ HOLDINGS, LLC, INVESTMENT RELATED, 6201 COLLEGE BLVD STE#150 OVERLAND PARK KS 66211, PARTNER, CHHSZ HOLDINGS LLC IS A LIMITED LIABILITY COMPANY "LLC" FORMED IN OCTOBER 2019 UNDER THE LAWS OF THE STATE OF DELAWARE. CHHSZ HOLDINGS LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC (PCIA), A REGISTERED INVESTMENT ADVISOR. MEMBER PROVIDES ADVISORY SERVICES AS AN IRA OF PCIA, <1 HR /MONTH, <1 HR / MONTH DURING TRADING"

Exams

• S66 Uniform Combined State Law Examination
  2002-11-13

Designations