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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14

Branch Locations

75280 Highway 111 101-5, Indian-Wells, CA 92210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Indian Wells CA 07/2002 Present
Pruco Securities, Llc. Indian-Wells CA 07/2002 11/2024
Foretography Indio CA 08/2005 11/2024
California Health Benefit Exchange Desert Hot Springs CA 10/2013 11/2024
Dickerson Los Angeles CO 03/2018 11/2024
Lpl Enterprise, Llc Indian-Wells CA 11/2024 Present
  • 07/2002 → Present
    Prudential Insurance Company Of America
    Indian Wells, CA
  • 07/2002 → 11/2024
    Indian-Wells, CA
  • 08/2005 → 11/2024
    Foretography
    Indio, CA
  • 10/2013 → 11/2024
    California Health Benefit Exchange
    Desert Hot Springs, CA
  • 03/2018 → 11/2024
    Dickerson
    Los Angeles, CO
  • 11/2024 → Present
    Indian-Wells, CA
Previous Registrations
  • 2003-11-05 → 2024-11-14
    Rancho Mirage, CA
    Rancho Mirage, CA
    Palm Desert, CA
    San Diego, CA
    Indian Wells, CA
    Indian-Wells, CA
Other Businesses

1) 04/30/2025-foretography/yogaphotomats-0wner-Artist/ Musician-Not inv related-At Indio, CA-Start date 08/01/2005-20hrs/mth-0hrs/mth during trading 2) 04/30/2025-Realty Executives-Agent-Mortgage/Real Estate Services-Inv related-At La Quinta, CA-Start date 07/01/1999-1hrs/mth-0hrs/mth during trading 3) 04/30/2025-Dean Mayo-PGA Professional-Coach/ Sports/ Fitness-Not inv related-At Indio, CA-Start date 07/01/1993-0hrs/mth-0hrs/mth during trading 4) 04/30/2025-Dean Mayo-Agent-Non-Variable Insurance-Inv related-At Indio, CA-Start date 01/01/2003-5hrs/mth-5hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-29
  • S66 Uniform Combined State Law Examination
    2002-08-29

View on SEC IAPD

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