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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-05-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Pace | FL | 12/2010 | Present |
| Independent Financial Partners | Pace | FL | 10/2012 | 03/2019 |
1. 9/28/2012 - HESSER WEALTH CONSULTANTS - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE DBA - Time Spent 5% - WRITE ABOVE INSURANCE POLICIES WITH COMPANIES NOT AFFILIATED WITH LPL INSURANCE GROUP AS A FINANCIAL ADVISOR. 2. 3/30/2015 - HESSER WEALTH CONSULTANTS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 12/10/2010 - 150 Hours Per Month During Securities Trading. 3. 5/18/2021 - West Florida Hospital - Not Investment Related - 9400 US Hwy 98, Pensacola, Fl 32514 - Outside/W-2 Employment - Medical Technologist - Started 11/06/2017 - 160 Hours Per Month/0 Hours During Securities Trading - Working in area hospital lab as a Medical Technologist performing patient testing after normal business hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-12 |
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