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John Thomas Gugle

Gugle Wealth Advisory

Indian Land, SC

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Current Employers
Gugle Wealth Advisory

Indian Land, SC • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-27
NC RA APPROVED 2025-01-02
SC RA APPROVED 2024-06-26
  • TX RA
    APPROVED_RES
    Since 2026-02-27
  • NC RA
    APPROVED
    Since 2025-01-02
  • SC RA
    APPROVED
    Since 2024-06-26

Branch Locations

Indian Land, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alpha Financial Advisors, Llc Charlotte NC 04/2005 11/2019
Lemonbrew Lending Corporation Charlotte NC 02/2021 03/2022
Atlantic Bay Mortgage Group Charlotte NC 03/2022 07/2022
Lpl Financial Fort Mill SC 07/2022 01/2023
Gugle Wealth Advisory Llc Indian Land SC 03/2024 Present
N/A Indian Land SC 02/2023 02/2024
N/A Waxhaw NC 12/2019 01/2021
  • 04/2005 → 11/2019
    Alpha Financial Advisors, Llc
    Charlotte, NC
  • 02/2021 → 03/2022
    Lemonbrew Lending Corporation
    Charlotte, NC
  • 03/2022 → 07/2022
    Atlantic Bay Mortgage Group
    Charlotte, NC
  • 07/2022 → 01/2023
    Lpl Financial
    Fort Mill, SC
  • 03/2024 → Present
    Gugle Wealth Advisory Llc
    Indian Land, SC
  • 02/2023 → 02/2024
    N/A
    Indian Land, SC
  • 12/2019 → 01/2021
    N/A
    Waxhaw, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-23
  • S66 Uniform Combined State Law Examination
    2002-09-23
Designations
Other Names
  • John T. Gugle

View on SEC IAPD

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