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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-02-11
PA RA APPROVED 2025-01-21
NV RA APPROVED 2024-11-26
CA RA APPROVED 2014-04-28
TX RA APPROVED 2014-04-25
  • IA RA
    APPROVED
    Since 2025-02-11
  • PA RA
    APPROVED
    Since 2025-01-21
  • NV RA
    APPROVED
    Since 2024-11-26
  • CA RA
    APPROVED
    Since 2014-04-28
  • TX RA
    APPROVED
    Since 2014-04-25

Branch Locations

3011 Townsgate Road Suite 300, Westlake Village, CA 91361 • United States

Oak Park, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Westlake Village CA 04/2014 Present
Previous Registrations
Other Businesses

1. California Lutheran University / 60 West Olsen Road Thousand Oaks, California 91360 / Educational Establishment/ Education / Education, university. / Other / Alumni Board Member / A Board member is expected to participate actively and consistently in Board functions and to demonstrate leadership in a variety of Cal Lutheran volunteer activities. It is anticipated that a Board member will: Serve as an ambassador and spokesperson for Cal Lutheran and support its mission through active participation and communication with alumni, students and the Cal Lutheran community at large; Attend and actively participate in all Board meetings, serve on a Board committee, and participate in Board activities and projects; Be familiar with and participate in, as much as possible, programs and activities sponsored, organized, and/or coordinated by the Alumni Association, its Board and the Alumni and Family Relations Office, including but not limited to, Homecoming and Family Weekend, the Athletic Hall of Fame Banquet, Career Services etc.; Identify and recruit talented alumni for the Board, other activities, and alumni awards; recruit potential students to Cal Lutheran, as possible; Provide leadership and use talents, creativity, and experience to develop and/or enhance existing Cal Lutheran programs; Contribute financially to CLU's Annual Fund, on an annual basis and at the highest possible level, given his/her financial circumstances. / Start Date 6/1/2018 2. California Department of Social Services In-Home Supportive Services (IHSS) program, Sacramento United StatesCA95814, Governmental Entity, The In-Home Supportive Services (IHSS) program provides in-home assistance to eligible aged, blind, and disabled individuals as an alternative to out-of-home care and enables recipients to remain safely in their own homes, Contractor with no managerial responsibilities, Assisting my niece with cerebral palsy in our home with activities of daily living, start date-12/16/2024. /// 3. Property on Canyon Blvd, Mammoth Lakes, CA United States ,Rental Real Estate, Real Estate, Rental of a second home, Partner, Part owner of property; Start date -1/1/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-28
  • S66 Uniform Combined State Law Examination
    2002-10-28
Designations
Other Names
  • Brandi Lyn Braafhart
  • Brandy Braashart
  • Brandi Lyn Braafhart
  • Brandi Lyn Braafhart
  • Brandi Lyn Schnathorst

View on SEC IAPD

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