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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-02-23 |
Branch Locations
550 Reserve St., Ste 500 Granite Place, Southlake, TX 76092 • United States
Flower Mound, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Irving | TX | 04/2009 | 02/2018 |
| Bank Of America, N.A. | Irving | TX | 09/2009 | 02/2018 |
| Wells Fargo Clearing Services Llc | Southlake | TX | 02/2018 | Present |
SOUTHERN METHODIST UNIVERSITY; INVESTMENT RELATED; DALLAS,TX; INSTRUCTOR; START DATE 04/01/2020; NUMBER OF HOURS PER MONTH 12; NUMBER OF HOURS DURING TRADING 0; TEACHING THE INVESTMENT 103 COURSE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-26 |
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