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Wayne Curt Rubinas

Rbc Capital Markets, LLC

Atlanta, GA

Atlanta, GA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-10-13
TX RA APPROVED 2023-08-18
  • GA RA
    APPROVED
    Since 2023-10-13
  • TX RA
    APPROVED
    Since 2023-08-18

Branch Locations

3550 Lenox Road Suite 1950, Atlanta, GA 30326 • United States

Atlanta, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Weehawken NJ 07/2006 08/2023
Rbc Capital Markets, Llc Atlanta GA 08/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-25
  • S66 Uniform Combined State Law Examination
    2005-01-25

View on SEC IAPD

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