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Current Employers
Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-06-13
TX RA APPROVED 2022-06-10
  • NJ RA
    APPROVED
    Since 2022-06-13
  • TX RA
    APPROVED
    Since 2022-06-10

Branch Locations

51 Jfk Parkway Suite 110, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Edison NJ 09/1999 06/2022
Bank Of America, Na Edison NJ 09/2009 06/2022
Sanctuary Securities, Inc Short Hills NJ 06/2022 Present
Sanctuary Advisors, Llc Short Hills NJ 06/2022 Present
  • 09/1999 → 06/2022
    Merrill Lynch
    Edison, NJ
  • 09/2009 → 06/2022
    Bank Of America, Na
    Edison, NJ
  • 06/2022 → Present
    Sanctuary Securities, Inc
    Short Hills, NJ
  • 06/2022 → Present
    Short Hills, NJ
Previous Registrations
Other Businesses

I*63370 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THERE IS NOT ONE - THIS IS A RENTAL BEACH HOUSE INVESTMENT RELATED: N ADDRESS OF BUSINESS: BEACH HAVEN, NEW JERSEY 8008 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 5/17/2013 NUMBER OF HOURS DEVOTED: 25 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS A BEACH HOUSE THAT I MAY RENT FROM TIME TO TIME.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-02-02
  • S66 Uniform Combined State Law Examination
    2000-02-02

View on SEC IAPD

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