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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-26 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
444 South Flower Street,34Th Floor, Los Angeles, CA 90071 • United States
2141 Rosecrans Avenue Suite 3100, El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Los Angeles | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1.SOLE PROPRIETOR OF LEGEND LLC, CREATION OF THE LLC IS MADE FOR THE PURPOSE OF MAKING INVESTMENTS IN PRIVATE PROPERTY OR OTHER PRIVATE INVESTMENTS, START DATE 06/2016, DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 1, 1126 MANHATTAN AVENUE, HERMOSA BEACH, CA 90254 3.Minnesota Life; Investment related No; Agent of the policy; Insurance (proprietor, partner, officer, director, employee, trustee, agent); Apr 2018; During business hours: 1; After business hours: 0; OBI has been approved by business and legal. Compensation will go through FA Compensation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-21 |
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