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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2005-01-12
  • MO RA
    APPROVED
    Since 2005-01-12

Branch Locations

101 Kennedy Dr, Sikeston, MO 63801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 07/2002 Present
Cetera Investment Advisers Llc Schaumburg IL 12/2004 Present
Montgomery Bank Sikeston MO 02/2012 Present
Russet Trading Co, Llc Sikeston MO 05/2018 Present
Clay, Showmaker & Clay, Llp Sikeston MO 05/2016 08/2023
Conway And Clay, Llc Sikeston MO 09/2023 Present
Triple C Wealth Management Llc Sikeston MO 02/2026 Present
  • 07/2002 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 12/2004 → Present
    Schaumburg, IL
  • 02/2012 → Present
    Montgomery Bank
    Sikeston, MO
  • 05/2018 → Present
    Russet Trading Co, Llc
    Sikeston, MO
  • 05/2016 → 08/2023
    Clay, Showmaker & Clay, Llp
    Sikeston, MO
  • 09/2023 → Present
    Conway And Clay, Llc
    Sikeston, MO
  • 02/2026 → Present
    Triple C Wealth Management Llc
    Sikeston, MO
Other Businesses

1) SABONA OF LONDON UNLIMITED, INC. - NOT INV REL, 205 W. MALONE SIKESTON, MO 63801; MANAGEMENT; SINCE 9/1996; 10H/WK 0 DURING TRADING; WORK WITH MANAGEMENT AND HELP IN ADVERTISING. 2)MFG & WHOLSL OF COPPER & MAGNETIC BRACELETS-CFO SINCE 96-P/T MGMT DUTIES & FIN ANALYSIS-5HR/WK; 3) MONTGOMERY BANK; NOT INV REL; SIKESTON, MO; DIRECTOR ON BANK BOARD FOR BANKING OPERATIONS; START DATE 2/25/12; 10 HRS/MTH DURING SECURITIES TRADING HRS: 4) TRUSTEE FOR FAMILY TRUST; INVESTMENT RELATED: 5) NAME OF OTHER BUSINESS: RUSSET TRADING CO, LLC; INVESTMENT RELATED: NO; ADDRESS: 101 KENNEDY DR, SIKESTON, MO 63801; NATURE OF BUSINESS: PURCHASE AND WHOLESALE JEWELRY AND WRISTBANDS; START DATE: 05/2018; POSITION/TITLE/RELATIONSHIP: MEMBER / OWNER / PRESIDENT; APX NUMBER OF HOURS PER WEEK: 12; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: PROCURING PRODUCT, INVOICING AND SELLING PRODUCT 6) NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: 101 KENNEDY DR SIKESTON, MO 63801; NATURE OF BUSINESS: FARMLAND RENTAL; START DATE: 11/2016; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: FARMLAND CASH RENTS; 7) NAME OF OTHER BUSINESS: CONWAY AND CLAY, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CPA PRACTICE; START DATE: 9/2023; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: TAX, ACCOUNTING, BOOKKEEPING SERVICES, & POA ON TAX RELATED MATTERS; 8) NAME OF OTHER BUSINESS: CONWAY AND CLAY RENTALS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY OFFICE BUILDING; 9) NAME OF OTHER BUSINESS: TRIPLE C WEALTH MANAGEMENT LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 2/2026, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 10) NAME OF OTHER BUSINESS: CHM HUNTING LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FARMLAND; START DATE: 09/2022; POSITION/TITLE/RELATIONSHIP: MEMBER/OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: FARMLAND FOR RECREATIONAL USE, MEMBER/OWNER;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-07
  • S66 Uniform Combined State Law Examination
    2002-11-07

View on SEC IAPD

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