Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-09-23
DC RA APPROVED 2011-08-17
MD RA APPROVED 2011-08-08
  • TX RA
    APPROVED_RES
    Since 2011-09-23
  • DC RA
    APPROVED
    Since 2011-08-17
  • MD RA
    APPROVED
    Since 2011-08-08

Branch Locations

Potomac, MD • United States

1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States

Gaithersburg, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Washington DC 08/2011 Present
Previous Registrations
Other Businesses

NAME OF OTHER BUSINESS: Northern Virginia Chamber of Commerce / INVESTMENT RELATED?: N / ADDRESS: 7900 Westpark Dr, Ste A550 / NATURE OF THE BUSINESS: Chamber of commerce (local business advocates) / POSITION: Member of a committee without mgmt / supervisory functions / DUTIES:As a member of the chamber's Greater Washington Gov Con award "nomination committee", I help promote the annual award program and garner nominations of local businesses from my network / START DATE:2/1/2022 / HOURS DEVOTED TO BUSINESS:NA NAME OF OTHER BUSINESS: Junior Achievement of Greater Washington/ INVESTMENT RELATED?:N / ADDRESS: 919 18th Street NW, Ste 901,Washington DC/ NATURE OF THE BUSINESS:Education/ POSITION:Member of JAGW Associate Leadership Council / DUTIES:Junior Achievement of Greater Washington's Leadership Council is a council comprised of individuals who serve as the organization's on-the-ground, in-house champion for Junior Achievement's mission. Members of the Associate Leadership Council act as internal JA liaisons for Board Members, spreading the JA message at the associate level and encouraging engagement and participation in goals related to general awareness, volunteerism, and fundraising. / START DATE:1/6/23/ HOURS DEVOTED TO BUSINESS: NA ACG ,United States,ACG is a non-profit trade association headquartered in Chicago IL. Founded in 1954, the Association for Corporate Growth® has chapters worldwide representing 13,000+ members. ACG serves more than 100,000 investors, executives, lenders and advisers to growing middle-market companies. ACG's mission is to drive middle-market growth.Founded in 1954, ACG is the premier M&A deal-making community with a mission of driving middle-market growth. ACG's global network operates within 61 local markets worldwide and comprises more than 100,000 middle market professionals who invest in, own and advise growing companies.,I am a paying member of my local ACG chapter in the DC area and sit on the nominations committee for my chapter's Annual Corporate Growth awards gala. My business partner and I also financially sponsor the awards gala with help from the WS branch (50/50)As a member of the nominations committee my role is to be an advocate for ACG and its annual awards gala, and encourage businesses and executives to nominate their companies for the awards each year.Start date 1/1/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-06
  • S66 Uniform Combined State Law Examination
    2006-07-06
Other Names
  • Karen Iris Ben Shlaush
  • Karen Iris Ben Shlaush
  • Karen Iris Ben-Shlaush
  • Karen Iris Iris Corey

View on SEC IAPD

More in Potomac, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor