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Elan Hiutin

Ubs Financial Services Inc.

Beverly Hills, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-03
TX RA APPROVED 2026-04-02
  • CA RA
    APPROVED
    Since 2026-04-03
  • TX RA
    APPROVED
    Since 2026-04-02

Branch Locations

131 South Rodeo Drive Suite 300, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilltop Securities Inc Dallas TX 12/2002 02/2021
Wedbush Securities Inc. Los Angeles CA 02/2021 09/2023
D.A. Davidson & Co. Long Beach CA 09/2023 03/2026
Ubs Financial Services Inc. Beverly Hills CA 03/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-23
S63 Uniform Securities Agent State Law Examination 2002-11-19
  • S65 Uniform Investment Adviser Law Examination
    2022-02-23
  • S63 Uniform Securities Agent State Law Examination
    2002-11-19

View on SEC IAPD

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