David Sondergaard

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-14
CT	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2020-03-14
CT RA
APPROVED

Since 2009-06-01

Branch Locations

4 Landmark Square 2Nd Floor, Stamford, CT 06901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Stamford	CT	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney

Stamford, CT
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2007-10-22 → 2009-06-01

Citigroup Global Markets Inc.

Stamford, CT
2007-04-02 → 2007-10-15

Morgan Stanley & Co. Llc

Purchase, NY
2007-03-05 → 2007-04-02

Morgan Stanley Dw Inc.

Purchase, NY

Purchase, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-10-18

S66 Uniform Combined State Law Examination

2002-10-18

Other Names

David Sondergaard
David Sondergaard Jr
David Sondergaard
David Sondergaard Jr
David Sondergaard
David Sondergaard Jr.

View on SEC IAPD