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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-09-22 |
| FL | RA | APPROVED | 2017-08-11 |
Branch Locations
801 Brickell Avenue Suite 2100, Miami, FL 33131 • United States
Miami Shores, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co Inc | Miami | FL | 10/2008 | 07/2017 |
| Morgan Stanley Smith Barney | Miami | FL | 06/2009 | 07/2017 |
| Rbc Capital Markets, Llc | Miami | FL | 07/2017 | Present |
1) NAME OF ENTITY: Pellham Way LLC ADDRESS: 371 NE 103rd Street, Miami Shores, FL 33138 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: LLC that holds title of a property CAPACITY: Owner - Passive START DATE: 10/14/2022 DUTIES: This LLC is holding a second property that we own which is rented out. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-11 |
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