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Michael Walter Lesniewicz

Cambridge Investment Research Advisors, Inc.

Phoenix, AZ

Fairfield, IA

El Mirage, AZ

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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2020-07-20
IA RA APPROVED 2020-07-20
  • AZ RA
    APPROVED
    Since 2020-07-20
  • IA RA
    APPROVED
    Since 2020-07-20

Branch Locations

2700 North Central Ave 12Th Floor, Phoenix, AZ 85004 • United States

1776 Pleasant Plain Rd, Fairfield, IA 52556 • United States

14815 N Pablo St, El Mirage, AZ 85004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 10/2011 06/2020
Cambridge Investment Research,Inc Fairfield IA 06/2020 Present
Cambridge Investment Research, Inc Fairfield IA 07/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2020 Present
Previous Registrations
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 07/20/20

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-21
S63 Uniform Securities Agent State Law Examination 1999-12-09
  • S66 Uniform Combined State Law Examination
    2013-12-21
  • S63 Uniform Securities Agent State Law Examination
    1999-12-09

View on SEC IAPD

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