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Thomas Michael Frederick

Sei Investments Management Corp

Oaks, PA

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Current Employers
Sei Investments Management Corp

One Freedom Valley Drive, Oaks, PA 19456 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-01-03
FL RA APPROVED 2025-01-03
MD RA APPROVED 2025-01-03
NJ RA APPROVED 2025-01-03
NY RA APPROVED 2022-09-28
LA RA APPROVED 2018-02-09
MO RA APPROVED 2018-02-09
TX RA APPROVED 2018-02-09
GA RA APPROVED 2016-05-11
MA RA APPROVED 2016-05-02
CT RA APPROVED 2016-04-25
DE RA APPROVED 2016-04-25
IL RA APPROVED 2016-04-25
NH RA APPROVED 2016-04-25
NC RA APPROVED 2016-04-25
OH RA APPROVED 2016-04-25
PA RA APPROVED 2016-04-25
VA RA APPROVED 2016-04-25
  • DC RA
    APPROVED
    Since 2025-01-03
  • FL RA
    APPROVED
    Since 2025-01-03
  • MD RA
    APPROVED
    Since 2025-01-03
  • NJ RA
    APPROVED
    Since 2025-01-03
  • NY RA
    APPROVED
    Since 2022-09-28
  • LA RA
    APPROVED
    Since 2018-02-09
  • MO RA
    APPROVED
    Since 2018-02-09
  • TX RA
    APPROVED
    Since 2018-02-09
  • GA RA
    APPROVED
    Since 2016-05-11
  • MA RA
    APPROVED
    Since 2016-05-02
  • CT RA
    APPROVED
    Since 2016-04-25
  • DE RA
    APPROVED
    Since 2016-04-25
  • IL RA
    APPROVED
    Since 2016-04-25
  • NH RA
    APPROVED
    Since 2016-04-25
  • NC RA
    APPROVED
    Since 2016-04-25
  • OH RA
    APPROVED
    Since 2016-04-25
  • PA RA
    APPROVED
    Since 2016-04-25
  • VA RA
    APPROVED
    Since 2016-04-25

Branch Locations

One Freedom Valley Drive, Oaks, PA 19456 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sei Investments Management Corp Oaks PA 04/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-19
S66 Uniform Combined State Law Examination 2002-10-23
  • S65 Uniform Investment Adviser Law Examination
    2016-02-19
  • S66 Uniform Combined State Law Examination
    2002-10-23
Other Names
  • T M Frederick
  • Mike Frederick
  • Michael Frederick
  • T Michael Frederick
  • T Frederick
  • Thomas M. Frederick

View on SEC IAPD

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