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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-05-26 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
1522 Highlands View Rd, Alpine, CA 91901 • United States
5500 Grossmont Center Dr, La Mesa, CA 91942 • United States
4655 Executive Dr 10Th Fl [Vj-Rbo], San Diego, CA 92121 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | La Mesa | CA | 04/2007 | 11/2016 |
| Wells Fargo Clearing Services, Llc | La Mesa | CA | 11/2016 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; ESCONDIDO, CA; 100% OWNERSHIP WITH SPOUSE; START DATE = 06/2010; MINIMAL TIME DEVOTED; NONE DURING TRADING HOURS. | RENTAL PROPWERT BRIAN HEAD; INV RELATED: BRIAN HEAD, UT; 50% OWNERSHIP; START: 05/31/26; 1 HR PER MONTH; 0 DURING TRADING; SHORT TERM RENTALS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-22 |
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