Jason Carl Wein

Current Employers

Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-09-09
CT	RA	APPROVED	2010-08-10

TX RA
APPROVED_RES

Since 2011-09-09
CT RA
APPROVED

Since 2010-08-10

Branch Locations

50 Washington St, Norwalk, CT 06854 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hornor Townsend & Kent Inc	Horsham	PA	08/2010	Present
Penn Mutual Life Ins Co	Horsham	PA	07/2010	Present

08/2010 → Present

Hornor Townsend & Kent Inc

Horsham, PA
07/2010 → Present

Penn Mutual Life Ins Co

Horsham, PA

Previous Registrations

2007-01-19 → 2010-08-06

Equity Services, Inc.

Wilton, CT

New Canaan, CT

Other Businesses

1) INSURANCE BROKERAGE - DBA: PRIME FINANCIAL SERVICES, INVESTMENT-RELATED, 2ND FLOOR 187 DANBURY RD, WILTON, CT 06897, INSURANCE SALES AND SERVICE, AGENT, START DATE: 10/2003, APPROXIMATE NUMBER OF HOURS/MONTH: MORE THAN 40, APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: MORE THAN 40, DUTIES: INSURANCE SALES FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. DBA IS USED FOR MARKETING PURPOSES. 2) TAX PREPARATION - DBA: PRIME FINANCIAL SERVICES, NOT INVESTMENT-RELATED, 2ND FLOOR 187 DANBURY RD, WILTON, CT 06897, TAX PREPARATION, OWNER/TAX PREPARER, START DATE: 10/2003, APPROXIMATE NUMBER OF HOURS/MONTH: MORE THAN 40, APPROXIMATE NUMBER OF HOURS /MONTH DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: MORE THAN 40 DUTIES: PREPARE TAXES FROM FEBRUARY 1 TO APRIL 15TH. APPROXIMATELY 80 HOURS/MONTH (20/WK) DURING THIS TIME FRAME. 3) BETHEL BOMBERS | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: TREASURER | ADDRESS: 18 COURTLAND DR BETHEL, CT 06801 | START DATE: 1/1/2018 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: SCHEDULING AND COACHING BASEBALL ,FUNDRAISING IN ORDER TO PAY FOR FIELDS, LEAGUES, TOURNAMENTS, AND UMPIRES. NO PROFIT!

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-12-30
S63	Uniform Securities Agent State Law Examination	2003-09-09

S66 Uniform Combined State Law Examination

2006-12-30
S63 Uniform Securities Agent State Law Examination

2003-09-09

Other Names

Howard Carl Wein

View on SEC IAPD