Tracey J Breaux

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2026-08-20

Branch Locations

5454 W. 110Th Street, Overland Park, KS 66211 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Charles Schwab & Co. Inc	New York	NY	10/2012	04/2019
Origin Financial	San Francisco	CA	06/2021	02/2022
Fruitful, Inc.	New York	NY	02/2022	08/2022
Tapfin/Ey	Secaucus	NJ	09/2022	08/2026
Multiple Agencies	New York	NY	09/2015	10/2021
Creative Planning, Llc	Overland Park	KS	08/2026	Present

2022-09-22 → 2026-08-10

Ernst & Young Investment Advisers Llp

Lafayette, LA

New Orleans, LA

Tampa, FL

Lafayette, LA
2022-09-16 → 2022-09-20

Fruitful

New York, NY
2021-06-24 → 2022-03-24

Origin Investment Advisory Llc

Eunice, LA

Sarasota, FL
2014-05-02 → 2019-04-12

Charles Schwab & Co., Inc.

New York City, NY
2011-09-02 → 2012-10-10

Usaa Financial Planning Services

New York, NY
2009-09-24 → 2011-02-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
2004-04-07 → 2009-04-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

Chicago, IL
2003-02-21 → 2004-03-15

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-10-28