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Current Employers
Loop Investment Advisors Llc

318 W Adams, Floor 10, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-07-10
  • IL RA
    APPROVED
    Since 2020-07-10

Branch Locations

318 W Adams, Floor 10, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Reliance Capital Markets Ii, Llc Chicago IL 10/2011 Present
Attain Portfolio Advisors Chicago IL 03/2015 Present
Loop Investments Advisors Llc Chicago IL 07/2018 Present
Rcm Alternatives Chicago IL 11/2011 Present
Rcm Securities Chicago IL 06/2017 Present
Starboard Specialty Funds Llc Chicago IL 07/2006 Present
Loop Investments Advisors Llc Chicago IL 05/2020 Present
  • 10/2011 → Present
    Reliance Capital Markets Ii, Llc
    Chicago, IL
  • 03/2015 → Present
    Attain Portfolio Advisors
    Chicago, IL
  • 07/2018 → Present
    Loop Investments Advisors Llc
    Chicago, IL
  • 11/2011 → Present
    Rcm Alternatives
    Chicago, IL
  • 06/2017 → Present
    Rcm Securities
    Chicago, IL
  • 07/2006 → Present
    Starboard Specialty Funds Llc
    Chicago, IL
  • 05/2020 → Present
    Loop Investments Advisors Llc
    Chicago, IL
Previous Registrations
Other Businesses

partner of a family-related limited partnership, Sweeney Capital LP. beginning in Dec. 2002. Investment-related at 318 W Adams 10th floor, Chicago 60606. Monitor LP holdings 10/20/2011 INDEPENDENT INTRODUCING BROKER REGISTERED WITH THE NFA.EXECUTIVE DIRECTOR OF RCM Alternatives 03/01/2015 Attain Portfolio Advisors Wholly owned by RCM Alternatives Commodity Pool Operator 07/2018 Loop Investment Advisors LLC Registered Investment Advisor 07/2018 RCM China Consulting Services LLC Company that owns Jinzeg Which is a WOFE located in China. 12/2017 RCM Group Investments LLC This is a holding Company 06/2017 RCM Technology Group LLC 03/2021 RCM Tech Solutions LLC Ed is the registered agent. 08/2017 RCM Trading Services LLC This is the company that holds the lease for RCM 01/2019 RCM Brokers Group Ed is the registered agent. Mad Croc Brands, Inc is under common control with the applicant, located at 833 S Deerfield Ave Unit 6 Deerfield beach Florida. Edmund Sweeney, Director and Legal Advisor with less than 5% shareholder status. Edmund Joseph Sweeney is a lawyer. Edmund Joseph Sweeney is an RIA for Loop Investment Advisors an SEC-registered Advisory firm who gives advice to Mutual Funds Ed Sweeney Holdings LLC Entity owned by Sweeney Capital LP. This invests primarily in real estate and other investments where liability will be limited. Southside Gateway holdings LLC 50% owned by Ed Sweeney Holdings LLC primary investments are real Estate and some loans to private companies. Estrella Verde Financial LLC Sweeney Capital Is a member. The entity's business purpose is lending to the Mexican Financial entity. 07/2019 Estrella Blanca Financial LLC Sweeney Capital Is a member. There is no securities business and no compensation. 04/2019 Merrillville Metal Recycling Edmund Sweeney is a member and he is not involved in active management there is no securities business 05/2022 Radio FX INC Edmund Sweeny is an advisor to the board of directors. He devotes 1 hour per month and is an indirect shareholder and there is no securities business as this is the development of internet and airwaves radio stations. Pack6 he is the registered agent 09/01/2024 Vector Intelligence LLC 08/01/2024 Rover Operating LLC Oil and Gas 07/2024 Griffin Production Oil and Gas 07/2024 Griffin Energy Services Oil and Gas 06/2024 Consolidated Energy Development Oil and Gas 10/2024 Nadsoilco LLC - Oil and Gas

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-29
S63 Uniform Securities Agent State Law Examination 2017-04-12
  • S66 Uniform Combined State Law Examination
    2018-08-29
  • S63 Uniform Securities Agent State Law Examination
    2017-04-12

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