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318 W Adams, Floor 10, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Reliance Capital Markets Ii, Llc | Chicago | IL | 10/2011 | Present |
| Attain Portfolio Advisors | Chicago | IL | 03/2015 | Present |
| Loop Investments Advisors Llc | Chicago | IL | 07/2018 | Present |
| Rcm Alternatives | Chicago | IL | 11/2011 | Present |
| Rcm Securities | Chicago | IL | 06/2017 | Present |
| Starboard Specialty Funds Llc | Chicago | IL | 07/2006 | Present |
| Loop Investments Advisors Llc | Chicago | IL | 05/2020 | Present |
partner of a family-related limited partnership, Sweeney Capital LP. beginning in Dec. 2002. Investment-related at 318 W Adams 10th floor, Chicago 60606. Monitor LP holdings 10/20/2011 INDEPENDENT INTRODUCING BROKER REGISTERED WITH THE NFA.EXECUTIVE DIRECTOR OF RCM Alternatives 03/01/2015 Attain Portfolio Advisors Wholly owned by RCM Alternatives Commodity Pool Operator 07/2018 Loop Investment Advisors LLC Registered Investment Advisor 07/2018 RCM China Consulting Services LLC Company that owns Jinzeg Which is a WOFE located in China. 12/2017 RCM Group Investments LLC This is a holding Company 06/2017 RCM Technology Group LLC 03/2021 RCM Tech Solutions LLC Ed is the registered agent. 08/2017 RCM Trading Services LLC This is the company that holds the lease for RCM 01/2019 RCM Brokers Group Ed is the registered agent. Mad Croc Brands, Inc is under common control with the applicant, located at 833 S Deerfield Ave Unit 6 Deerfield beach Florida. Edmund Sweeney, Director and Legal Advisor with less than 5% shareholder status. Edmund Joseph Sweeney is a lawyer. Edmund Joseph Sweeney is an RIA for Loop Investment Advisors an SEC-registered Advisory firm who gives advice to Mutual Funds Ed Sweeney Holdings LLC Entity owned by Sweeney Capital LP. This invests primarily in real estate and other investments where liability will be limited. Southside Gateway holdings LLC 50% owned by Ed Sweeney Holdings LLC primary investments are real Estate and some loans to private companies. Estrella Verde Financial LLC Sweeney Capital Is a member. The entity's business purpose is lending to the Mexican Financial entity. 07/2019 Estrella Blanca Financial LLC Sweeney Capital Is a member. There is no securities business and no compensation. 04/2019 Merrillville Metal Recycling Edmund Sweeney is a member and he is not involved in active management there is no securities business 05/2022 Radio FX INC Edmund Sweeny is an advisor to the board of directors. He devotes 1 hour per month and is an indirect shareholder and there is no securities business as this is the development of internet and airwaves radio stations. Pack6 he is the registered agent 09/01/2024 Vector Intelligence LLC 08/01/2024 Rover Operating LLC Oil and Gas 07/2024 Griffin Production Oil and Gas 07/2024 Griffin Energy Services Oil and Gas 06/2024 Consolidated Energy Development Oil and Gas 10/2024 Nadsoilco LLC - Oil and Gas
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2017-04-12 |
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