Donald Blatch Johns

Current Employers

Ruggiero Investments

500 S. Austrailian Avenue Suite 608, West Palm Beach, FL 33401 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-01-07

FL RA
APPROVED

Since 2026-01-07

Branch Locations

3159 Alzante Circle Suite 102B, Melbourne, FL 32940 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Primex	New York	NY	10/2015	09/2016
Woodstock Financial Group, Inc	Woodstock	GA	10/2016	10/2016
Westpark Capital Inc	Fort Lauderdale	CA	10/2016	06/2019
Simply Cbd Fl L.L.C.	Orlando	FL	07/2019	12/2022
Arive Capital Markets	Brooklyn	NY	11/2019	01/2020
Sw Financial	Ft Lauderdale	FL	01/2020	05/2023
Newbridge Securities Corporation	Boca Raton	FL	05/2023	09/2024
Phoenix Financial Services	Ft Lauderdale	FL	09/2024	05/2025
Finalis Securities, Llc	New York	NY	06/2025	Present
Level Bridge Capital	Boca Raton	FL	05/2025	11/2025
Ruggiero Investments	Melbourne	FL	12/2025	Present
Ruggiero Consulting, Llc	Melbourne	FL	12/2025	Present

10/2015 → 09/2016

Primex

New York, NY
10/2016 → 10/2016

Woodstock Financial Group, Inc

Woodstock, GA
10/2016 → 06/2019

Westpark Capital Inc

Fort Lauderdale, CA
07/2019 → 12/2022

Simply Cbd Fl L.L.C.

Orlando, FL
11/2019 → 01/2020

Arive Capital Markets

Brooklyn, NY
01/2020 → 05/2023

Sw Financial

Ft Lauderdale, FL
05/2023 → 09/2024

Newbridge Securities Corporation

Boca Raton, FL
09/2024 → 05/2025

Phoenix Financial Services

Ft Lauderdale, FL
06/2025 → Present

Finalis Securities, Llc

New York, NY
05/2025 → 11/2025

Level Bridge Capital

Boca Raton, FL
12/2025 → Present

Ruggiero Investments

Melbourne, FL
12/2025 → Present

Ruggiero Consulting, Llc

Melbourne, FL

Other Businesses

1. Ruggiero Consulting; investment related; Address: 500 S Australian Ave Suite #608, West Palm, FL, 33401: Nature: Offers Lending and Equity through Private Securities and Lender: Position: Registered Representative: Start Date: 12/17/2025; 10 hours per month; 10 hours during trading session; Duties: Reaching out prospecting and helping clients with both debt and equity capital raise as well as funding. 2. Ruggiero Investments; investment related; Address: 500 S Australian Ave Suite #608, West Palm, FL, 33401; Nature: Registered Investment Advisor (RIA); Position: Investment Advisor Representative; Start Date: 12/17/2025; 130 hours per month; 130 hours during trading session; Duties: Investment Advisor Managing Money on a Fee based 3. Finalis Securities, LLC, Broker-Dealer- Investment related, 228 Park Ave S, New York, NY 10003, Position: Registered Representative, Start Date: 06/2025, Approximate 10 hours month all during market hours, Offers Lending and Equity through Private Securities and Lender. 4. Reliable Accountants, LLC; 34-25 28th Ave Astoria NY 11103; Accounting Practice; position; employee, accounting practice; Not Investment-Related; 12/17/2025; Approximate 2 hrs Month to business 5 hrs during market hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-12-09
S63	Uniform Securities Agent State Law Examination	2002-10-27

S66 Uniform Combined State Law Examination

2025-12-09
S63 Uniform Securities Agent State Law Examination

2002-10-27

Other Names

Donald Blatch Johns
Donald Blatch Johns

View on SEC IAPD