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3737 Buffalo Speedway Suite 400, Houston, TX 77098 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-05-22 |
| CA | RA | APPROVED | 2015-10-28 |
| TX | RA | APPROVED | 2015-10-28 |
Branch Locations
3737 Buffalo Speedway Suite 400, Houston, TX 77098 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Houston | TX | 01/2011 | Present |
| Intrua Financial | Houston | TX | 10/2015 | Present |
(1) 03/11/2015 - INTRUA FINANCIAL - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 04/02/2015 - NO TIME SPENT. (2) 10/8/2015: Intrua Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start 10/15/2015 - 120 Hours Per Month During Securities Trading - erve as an Investment Advisor Representative under the Intrua Financial RIA. Activities may include financial planning, rendering investment advice for a fee, retirement plan consulting, or other related financial consulting. (3) 11/15/2018 - No Business Name - Not Investment Related - Home Based - Other-TEXAS NOTARY - Started 10/24/2018 - 0 Hours Per Month. This outside business activity ended 05/2023. (4) 11/26/2018 - Hawkslan - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 05/31/2013 - 1 Hour Per Month During Securities Trading. (5) 07/11/2022 - No Business Name - Investment Related - Houston Texas 77008 - Real Estate Rental - Start Date - 08/01/2020 - 4 Hours Per Month/0 Hours During Securities Trading. (6) 07/11/2022 - No Business Name - Investment Related - Houston Texas 77008 - Real Estate Rental - Start Date - 05/01/2018 - 4 Hours Per Month/0 Hours During Securities Trading. (7) 01/25/2024 - Hawkslan LP - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 05/31/2013 - 0 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-10 |
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